Blog Posts in October, 2015

• Posted By Baldwin Mader Law Group 21-Oct-2015

  What Is Churning and How Does It Affect Your Finances?

  According to the U.S. Securities and Exchange Commission (SEC), churning is defined as “excessive buying and selling of securities in a customer’s account to generate commissions that benefit the broker.” The broker has the ...

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• Posted By Baldwin Mader Law Group 21-Oct-2015

  Investment Fraud: Watch for These 3 Red Flags

  If a deal sounds “too good to be true,” it more than likely is. Investment scammers are con artists. They charm and manipulate others, preying particularly on budding investors, often exerting their authority or power to sway another to ...

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