Baldwin Mader Law Group

Investment Fraud Attorneys

Complimentary Initial Evaluations 310.220.0988
  • Home
  • Attorney Profile
  • Our Practice Areas
  • FAQ
  • Testimonials
  • Recent Results
  • Articles
  • Areas We Serve
  • Contact Us
  • Call Today
  • Email Us
  • Our Map
  • Menu
financial fraud

ENTERPRISE TRUST CO

Articles 2015 July ENTERPRISE TRUST CO
Previous Post  |  Next Post

ENTERPRISE TRUST CO

Posted By Baldwin Mader Law Group || 28-Jul-2015

Baldwin Law Group (now Baldwin Mader Law Group) routinely works with elder Clients regarding cases of financial elder abuse.

In the past year we have been involved in investigating Enterprise Trust concerning potential fraud and financial elder abuse related to Enterprise acquiring “discretionary authority” over the accounts of hundreds of elderly investors. For most investors, it is highly inappropriate to open a “discretionary account” — an account wherein the stockbroker or account custodian has authority to execute any trade in the account without authorization from the investor. Discretionary accounts are potentially dangerous and inappropriate in most circumstances, and are particularly susceptible to fraud.

Our firm has worked extensively with the Securities and Exchange Commission (“SEC”) and the Financial Industry Regulatory Authority (“FINRA, ” formerly the National Association of Securities Dealers or “NASD”) concerning an investigation of the potential fraud of Enterprise Trust Company, particularly its acquisition of “discretionary authority” over the accounts of hundreds of elderly investors, and subsequent actions.

The SEC thereafter filed a Complaint United States District Court, Northern District of Illinois, wherein the Court entered an Order freezing the assets of Enterprise Trust Company and its principals.

Baldwin Law Group is assisting Enterprise clients in the recovery of their lost funds.

If you have any questions concerning Enterprise Trust Company please contact us toll-free at (888) 326-8191.

Share Post

Blog Feed

  • How Do I Spot a Ponzi Scheme?

  • Understanding the Cost-Equity Ratio

How Can We Help You?

  • Securities Fraud
  • SEC Whisteblower Actions
  • Investment Fraud
  • Elder Financial Fraud

Contact Us

Send My Information
  • Home
  • Site Map
  • Privacy Policy
  • Contact Us
Baldwin Mader Law Group

Call Today (310) 220-0988

Baldwin Mader Law Group - Investment Fraud Lawyer
1500 Rosecrans Avenue, Suite 500, Manhattan Beach, CA 90266 View Map
Main (310) 220-0988
Website: https://www.baldwinlawgroup.com/
© 2019 All Rights Reserved.
Internet Marketing Experts