The law firm of Baldwin Mader Law Group has provided the materials on this
website for informational purposes only. Each case and set of facts is
unique. The illustrative cases and results above are representative only
and should not be viewed as an assurance of a particular result. Each
case must stand on its own facts and circumstances. Recovery cannot be
guaranteed. All amounts above are approximate.
Representation of Claimant Registered Investment Advisor in Arbitration
against hedge fund.
FINRA Arbitration Award-
Representation of Silicon Valley investors in Arbitration against broker-dealer
related to a Ponzi Scheme, resulting in award of 100% of out-of-pocket
losses and attorney fees.
Representation of elderly San Francisco Bay Area investor/Claimant in FINRA
Arbitration against hedge fund, resulting in confidential settlement of
110% of out-of-pocket losses.
Representation of several high-profile professional athletes in FINRA Arbitration
relating to a fraudulent telecommunications investment, resulting in settlement
of 150% of out-of-pocket losses.
Representation of investors/Claimants at FINRA Arbitration against San
Francisco Bay Area career securities fraud perpetrator.
Representation of investor/Claimant in San Diego County Superior Court
action resulting in settlement of 100% of out-of-pocket losses, and in
criminal prosecution of perpetrator of Ponzi Scheme.
Representation of investor/Claimant, a professional golfer, in FINRA Arbitration
resulting in settlement of 400% of out-of-pocket losses.
Representation of female registered representative in an Arbitration concerning
sexual harassment by owner of broker-dealer.
Release funds frozen in auction rate securities.
Release of funds frozen in auction rate securities.
Recovery Settlement of 87% of out-of-pocket losses
Representation of 42 Arizona investors/Claimants who were victims of Ponzi
scheme. Confidential settlement after first week of FINRA Arbitration Hearing.
Representation of San Francisco Bay Area telecommunications firm in “bet
the company” litigation in Los Angeles County Superior Court, resulting
in successful resolution and settlement.
Representation of alleged control persons of broker-dealer in FINRA Arbitration
lasting 4 years and 32 hearing sessions, resulting in complete defense
of claims against owner/board member and chief compliance officer of broker-dealer.
Representation of San Francisco Bay Area broker-dealer in litigation against
two mid-west FINRA broker-dealers, wherein Baldwin Mader Law Group uncovered
a massive Ponzi Scheme resulting in criminal prosecution of perpetrators.
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